Regulatory Disclosures

Portfolio management

Portfolio management services are provided by LINK Plan Management Inc. (“LPM”), a wholly owned subsidiary of LINK Investment Management, registered as a portfolio manager in all 10 provinces and 3 territories. LINK Investment Management provides recordkeeping and administration and is not registered to provide investment advice.

Custody of plan assets

Assets of the LINK Multi-Employer Pension Plan (LMEPP) are held by Canadian Western Trust (part of National Bank Trust) as custodian and trustee, with Pinnacle Correspondent Services as carrying broker.

Single-employer DC pension plan assets are held by Canadian Western Trust as custodian.

Group RRSP, Group TFSA and DPSP assets are held by Pinnacle Correspondent Services as custodian.

Conflicts of interest

BMO Global Asset Management manages three ETFs in LPM’s core portfolios (ZMMK, ZSP, ZEA) and BMO is a LINK distribution partner.

Complaints

Members may bring unresolved complaints to the Ombudsman for Banking Services and Investments (OBSI).